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理论 · 量子化学与理论 · 半经验方法 Quantum & theoretical chemistry · Semi-empirical methods

休克尔分子轨道法Hückel method

拼音Pinyin xiū kè ěr fēn zǐ guǐ dào fǎ 别名Also HMO 法;简单休克尔法;Hückel molecular orbital theory; HMO

定义Definition

休克尔分子轨道法是只考虑共轭体系 π 电子、并对积分作大幅简化的分子轨道近似方法。它能用简单的行列式求出共轭分子的 π 轨道能级和电子分布,是理解芳香性、共轭效应和周环反应的经典工具。

The Hückel method is a molecular-orbital approximation that treats only the π electrons of conjugated systems and drastically simplifies the integrals. With a simple determinant it gives π-orbital energies and electron distributions of conjugated molecules, and it is the classic tool for understanding aromaticity, conjugation and pericyclic reactions.

近似与方法Approximations and method

σ-π 分离,只处理垂直于分子平面的 p 轨道;库仑积分都取为 α;相邻原子的共振积分取为 β(α、β 均为负值),不相邻的取 0;重叠积分 S = 0(i ≠ j)。由此得到久期行列式 |H − ES| = 0。例如乙烯 E = α ± β;1,3-丁二烯 E = α ± 1.618β 和 α ± 0.618β;苯 E = α ± 2β、α ± β(各二重简并),6 个 π 电子填满三个成键轨道,总能量比三个孤立双键低 2β,即离域能。

σ and π are separated and only p orbitals perpendicular to the plane are treated; all Coulomb integrals equal α; resonance integrals between neighbours equal β (both negative) and are zero otherwise; overlap S = 0 for i ≠ j. This gives the secular determinant |H − ES| = 0. Ethylene has E = α ± β; 1,3-butadiene α ± 1.618β and α ± 0.618β; benzene α ± 2β and α ± β (each doubly degenerate), and its six π electrons in the three bonding orbitals lie 2β lower than three isolated double bonds, the delocalisation energy.

由来Origin

1930–1931 年德国物理化学家埃里希·休克尔提出这一方法,用于解释苯的稳定性,并由此导出 4n+2 芳香性规则:单环共轭体系中,最低轨道之上的轨道成对简并,只有 4n+2 个 π 电子时才能形成闭壳层。弗罗斯特圆(1953 年)给出了一个快速画出单环体系 HMO 能级的几何方法。

The German physical chemist Erich Hückel introduced the method in 1930–31 to explain benzene's stability and derived from it the 4n+2 rule: in monocyclic conjugated systems the orbitals above the lowest come in degenerate pairs, so a closed shell forms only with 4n+2 π electrons. Frost's circle (1953) gives a quick geometric way to draw HMO levels for monocycles.

应用Applications

HMO 法用于计算 π 电子密度、键级和自由价,预测共轭分子的亲电/亲核反应位点和紫外吸收趋势;1965 年伍德沃德-霍夫曼规则和福井谦一的前线轨道理论都以休克尔轨道为基础分析周环反应的轨道对称性。扩展休克尔法(霍夫曼,1963)把方法推广到包含 σ 电子的所有价轨道。

HMO theory gives π-electron densities, bond orders and free valences, predicts electrophilic and nucleophilic sites and UV absorption trends of conjugated molecules, and underlies the 1965 Woodward–Hoffmann rules and Fukui's frontier orbital analysis of orbital symmetry in pericyclic reactions. The extended Hückel method (Hoffmann, 1963) generalises it to all valence orbitals, σ as well as π.

反应Reactions

|α − E β; β α − E| = 0 ⟶ E = α ± β乙烯|α − E β; β α − E| = 0 ⟶ E = α ± β(Ethylene)

x = (α − E)/β 代换可简化计算。

Substituting x = (α − E)/β simplifies the algebra.

单环 N 元环:E_k = α + 2β·cos(2πk/N),k = 0, ±1, …N : E_k = α + 2β·cos(2πk/N), k = 0, ±1, …

环状共轭体系能级通式

General energy levels of a cyclic conjugated ring

年表Timeline

  • 1931

    休克尔提出 HMO 法与 4n+2 规则

    Hückel proposes the HMO method and the 4n+2 rule

  • 1953

    弗罗斯特圆

    Frost's circle

  • 1963

    霍夫曼扩展休克尔法

    Hoffmann's extended Hückel method

相关公式Formulas

休克尔分子轨道法 Hückel molecular orbital theory→
\[\det\left|\mathbf H - E\mathbf 1\right| = 0,\quad H_{ii} = \alpha,\ \ H_{ij} = \beta\ (\text{相邻}),\ \ S_{ij} = \delta_{ij}\]\[\det\left|\mathbf H - E\mathbf 1\right| = 0,\quad H_{ii} = \alpha,\ \ H_{ij} = \beta\ (\text{adjacent}),\ \ S_{ij} = \delta_{ij}\]