双语化学辞典Chem Lexicon
研究生Graduate 量子力学基础与模型体系 Quantum mechanics & model systems

哈特里–福克方程与罗特汉方程Hartree–Fock and Roothaan equations

\[\hat f\chi_i = \varepsilon_i\chi_i,\qquad \hat f = \hat h + \sum_j\left(\hat J_j - \hat K_j\right),\qquad \mathbf F\mathbf C = \mathbf S\mathbf C\boldsymbol\varepsilon\]

含义Meaning

把多电子问题化为每个电子在其余电子平均场中运动的单电子方程,用自洽场(SCF)迭代求解。罗特汉(1951)将轨道按基函数展开,变为矩阵本征值问题,是现代量子化学程序的核心。

Turns the many-electron problem into one-electron equations in the mean field of the others, solved self-consistently (SCF). Roothaan (1951) expanded orbitals in a basis, giving a matrix eigenproblem at the heart of quantum-chemistry codes.

符号说明Symbols

符号Symbol含义 Meaning单位 Unit
\(\hat f\)福克算符Fock operatorJ
\(\hat h\)单电子算符(动能 + 核吸引)one-electron operatorJ
\(\hat J, \hat K\)库仑与交换算符Coulomb and exchange operatorsJ
\(\mathbf C\)MO 系数矩阵MO coefficient matrix1
\(\mathbf S\)基函数重叠矩阵basis-overlap matrix1
\(\varepsilon_i\)轨道能orbital energiesJ

推导Derivation

  1. 取单个斯莱特行列式为试探函数,能量 \(E = \sum_i h_{ii} + \tfrac12\sum_{ij}(J_{ij} - K_{ij})\)。

    Use one Slater determinant; its energy involves h, J and K integrals.

  2. 在轨道正交约束下(拉格朗日乘子)对轨道变分,得哈特里–福克方程。

    Vary the orbitals subject to orthonormality (Lagrange multipliers) to obtain the HF equations.

  3. 福克算符依赖于占据轨道本身,所以要迭代:猜轨道 → 构造 F → 解 → 更新,直到自洽。

    F depends on the orbitals, so iterate until self-consistent.

  4. 基组展开 \(\chi_i = \sum_\mu C_{\mu i}\phi_\mu\) 得罗特汉方程 FC = SCε。

    Basis expansion gives FC = SCε.

  5. 库普曼斯定理:\(-\varepsilon_\text{HOMO}\) 近似等于第一电离能。

    Koopmans: \(-\varepsilon_\text{HOMO}\) approximates the first ionisation energy.

适用条件与局限Assumptions & limitations

  • 缺失电子相关能(通常占总能量约 1%,但对键能、反应能至关重要);HF 极限能量高于真实值。

    Misses correlation energy (~1 % of the total but crucial for bond and reaction energies).

  • 结果受基组大小限制;后 HF 方法(MP2、CCSD(T))或密度泛函理论用于提高精度。

    Basis-set limited; post-HF (MP2, CCSD(T)) or DFT improve accuracy.