双语化学辞典Chem Lexicon
研究生Graduate 量子力学基础与模型体系 Quantum mechanics & model systems

变分原理Variational principle

\[E[\tilde\psi] = \frac{\langle\tilde\psi|\hat H|\tilde\psi\rangle}{\langle\tilde\psi|\tilde\psi\rangle} \ge E_0\]
线性变分:久期方程linear variation: the secular equation
\[\sum_j (H_{ij} - ES_{ij})c_j = 0 \ \Rightarrow\ \det|\mathbf H - E\mathbf S| = 0\]

含义Meaning

任何试探波函数算出的能量期望值都不低于真实基态能量。于是可以调节参数使能量最小,逼近真实解——几乎所有量子化学计算方法的基础。

The energy expectation value of any trial function is never below the true ground-state energy, so minimising it over parameters approaches the true solution — the basis of most quantum-chemical methods.

符号说明Symbols

符号Symbol含义 Meaning单位 Unit
\(\tilde\psi\)试探波函数trial wavefunction
\(E_0\)真实基态能量exact ground-state energyJ
\(H_{ij}, S_{ij}\)哈密顿矩阵元与重叠积分Hamiltonian and overlap matrix elementsJ, 1

推导Derivation

  1. 把 \(\tilde\psi\) 按真实本征函数展开:\(\tilde\psi = \sum c_n\psi_n\)。

    Expand the trial function in exact eigenfunctions.

  2. \(E[\tilde\psi] = \sum|c_n|^2E_n / \sum|c_n|^2\),而 \(E_n \ge E_0\)。

    Then \(E[\tilde\psi] = \sum|c_n|^2E_n/\sum|c_n|^2\) with \(E_n \ge E_0\).

  3. 所以 \(E[\tilde\psi] - E_0 = \sum|c_n|^2(E_n - E_0)/\sum|c_n|^2 \ge 0\)。

    Hence the difference is non-negative.

  4. 线性变分:\(\tilde\psi = \sum c_j\phi_j\),对 \(c_i\) 求极值得久期方程,解出的最低根是基态能量上限(LCAO-MO 的来源)。

    Linear variation leads to the secular equation; its lowest root bounds the ground state — the origin of LCAO-MO.

适用条件与局限Assumptions & limitations

  • 给出能量上限,但能量好不代表其他性质(偶极矩等)同样准确。

    Gives an energy upper bound; other properties may be less accurate.

  • 激发态需与更低态正交才有类似结论。

    Excited states need orthogonality to lower states.

例题Worked example

氢原子用高斯试探函数 \(e^{-\alpha r^2}\):最优 E = −0.424 Eₕ(真实 −0.5 Eₕ),高于真实值。

H atom with a Gaussian \(e^{-\alpha r^2}\): best E = −0.424 Eₕ, above the exact −0.5 Eₕ.